Investment advisor
Sr. No. | Received from | Pending at the end of last month | Received | Resolved | Total Pending | Pending complaints > 3 months | Average Resolution time (in days) |
---|---|---|---|---|---|---|---|
1 | Directly from Investors | 0 | 0 | 0 | 0 | 0 | 0 |
2 | SEBI (SCORES) | 0 | 0 | 0 | 0 | 0 | 0 |
3 | Other Sources (if any) | 0 | 0 | 0 | 0 | 0 | 0 |
Grand Total | 0 | 0 | 0 | 0 | 0 | 0 |
Sr. No. | 1 | 2 | 3 | |
Received from | Directly from Investors | SEBI (SCORES) | Other Sources (if any) | Grand Total |
Pending at the end of last month | 0 | 0 | 0 | 0 |
Received | 0 | 0 | 0 | 0 |
Resolved | 0 | 0 | 0 | 0 |
Total Pending | 0 | 0 | 0 | 0 |
Pending complaints > 3 months | 0 | 0 | 0 | 0 |
Average Resolution time (in days) | 0 | 0 | 0 | 0 |
Sr. No. | Month | Carried forward | Received | Resolved | Pending |
---|---|---|---|---|---|
1 | September 2022 | 0 | 0 | 0 | 0 |
2 | October 2022 | 0 | 0 | 0 | 0 |
3 | November 2022 | 0 | 0 | 0 | 0 |
4 | December 2022 | 0 | 0 | 0 | 0 |
5 | January 2023 | 0 | 0 | 0 | 0 |
6 | February 2023 | 0 | 0 | 0 | 0 |
7 | March 2023 | 0 | 0 | 0 | 0 |
8 | April 2023 | 0 | 0 | 0 | 0 |
9 | May 2023 | 0 | 0 | 0 | 0 |
10 | June 2023 | 0 | 0 | 0 | 0 |
11 | July 2023 | 0 | 0 | 0 | 0 |
12 | August 2023 | 0 | 0 | 0 | 0 |
Grand Total | 0 | 0 | 0 | 0 |
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.
Sr. No. | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | |
Month | September 2022 | October 2022 | November 2022 | December 2022 | January 2023 | February 2023 | March 2023 | April 2023 | May 2023 | June 2023 | July 2023 | August 2023 | Grand Total |
Carried forward | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
Received | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
Resolved | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
Pending | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.
Sr. No. | Year | Carried forward from previous year | Received | Resolved | Pending |
---|---|---|---|---|---|
1 | 2018 - 19 | 8 | 8 | 8 | 0 |
2 | 2019 - 20 | 0 | 0 | 0 | 0 |
3 | 2020 - 21 | 0 | 0 | 0 | 0 |
4 | 2021 - 22 | 0 | 0 | 0 | 0 |
5 | 2022 - 23 | 0 | 0 | 0 | 0 |
Grand Total | 8 | 8 | 8 | 0 |
*Inclusive of complaints of previous years resolved in the current year.
#Inclusive of complaints pending as on the last day of the year.
Sr. No. | 1 | 2 | 3 | 4 | 5 | |
Year | 2018 - 19 | 2019 - 20 | 2020 - 21 | 2021 - 22 | 2022 - 23 | Grand Total |
Carried forward from previous year | 8 | 0 | 0 | 0 | 0 | 8 |
Received | 8 | 0 | 0 | 0 | 0 | 8 |
Resolved | 8 | 0 | 0 | 0 | 0 | 8 |
Pending | 0 | 0 | 0 | 0 | 0 | 0 |
*Inclusive of complaints of previous years resolved in the current year.
#Inclusive of complaints pending as on the last day of the year.
Sr. No. | Financial Year | Compliance Audit Status | Remarks, If any |
---|---|---|---|
1 | FY 2020-21 | Conducted | |
2 | FY 2021-22 | Conducted | |
3 | FY 2022-23 | Not Conducted |
Sr. No. | 1 | 2 | 3 |
Financial Year | FY 2020-21 | FY 2021-22 | FY 2022-23 |
Compliance Audit Status | Conducted | Conducted | Not Conducted |
Remarks, If any |