Investment advisor
Sr. No. | Received from | Pending at the end of last month | Received | Resolved | Total Pending | Pending complaints > 3 months | Average Resolution time (in days) |
---|---|---|---|---|---|---|---|
1 | Directly from Investors | 0 | 0 | 0 | 0 | 0 | 0 |
2 | SEBI (SCORES) | 0 | 0 | 0 | 0 | 0 | 0 |
3 | Other Sources (if any) | 0 | 0 | 0 | 0 | 0 | 0 |
Grand Total | 0 | 0 | 0 | 0 | 0 | 0 |
Sr. No. | 1 | 2 | 3 | |
Received from | Directly from Investors | SEBI (SCORES) | Other Sources (if any) | Grand Total |
Pending at the end of last month | 0 | 0 | 0 | 0 |
Received | 0 | 0 | 0 | 0 |
Resolved | 0 | 0 | 0 | 0 |
Total Pending | 0 | 0 | 0 | 0 |
Pending complaints > 3 months | 0 | 0 | 0 | 0 |
Average Resolution time (in days) | 0 | 0 | 0 | 0 |
Sr. No. | Month | Carried forward | Received | Resolved | Pending |
---|---|---|---|---|---|
1 | April 2023 | 0 | 0 | 0 | 0 |
2 | May 2023 | 0 | 0 | 0 | 0 |
3 | June 2023 | 0 | 0 | 0 | 0 |
4 | July 2023 | 0 | 0 | 0 | 0 |
5 | August 2023 | 0 | 0 | 0 | 0 |
6 | September 2023 | 0 | 0 | 0 | 0 |
7 | October 2023 | 0 | 0 | 0 | 0 |
8 | November 2023 | 0 | 0 | 0 | 0 |
9 | December 2023 | 0 | 0 | 0 | 0 |
10 | January 2024 | 0 | 0 | 0 | 0 |
11 | February 2024 | 0 | 0 | 0 | 0 |
12 | March 2024 | 0 | 0 | 0 | 0 |
13 | April 2024 | 0 | 0 | 0 | 0 |
14 | May 2024 | 0 | 0 | 0 | 0 |
15 | June 2024 | 0 | 0 | 0 | 0 |
16 | July 2024 | 0 | 0 | 0 | 0 |
17 | August 2024 | 0 | 0 | 0 | 0 |
Grand Total | 0 | 0 | 0 | 0 |
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.
Sr. No. | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | |
Month | April 2023 | May 2023 | June 2023 | July 2023 | August 2023 | September 2023 | October 2023 | November 2023 | December 2023 | January 2024 | February 2024 | March 2024 | April 2024 | May 2024 | June 2024 | July 2024 | August 2024 | Grand Total |
Carried forward | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
Received | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
Resolved | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
Pending | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.
Sr. No. | Year | Carried forward from previous year | Received | Resolved | Pending |
---|---|---|---|---|---|
1 | 2018 - 19 | 8 | 8 | 8 | 0 |
2 | 2019 - 20 | 0 | 0 | 0 | 0 |
3 | 2020 - 21 | 0 | 0 | 0 | 0 |
4 | 2021 - 22 | 0 | 0 | 0 | 0 |
5 | 2022 - 23 | 0 | 0 | 0 | 0 |
6 | 2023 - 24 | 0 | 0 | 0 | 0 |
Grand Total | 8 | 8 | 8 | 0 |
*Inclusive of complaints of previous years resolved in the current year.
#Inclusive of complaints pending as on the last day of the year.
Sr. No. | 1 | 2 | 3 | 4 | 5 | 6 | |
Year | 2018 - 19 | 2019 - 20 | 2020 - 21 | 2021 - 22 | 2022 - 23 | 2023 - 24 | Grand Total |
Carried forward from previous year | 8 | 0 | 0 | 0 | 0 | 0 | 8 |
Received | 8 | 0 | 0 | 0 | 0 | 0 | 8 |
Resolved | 8 | 0 | 0 | 0 | 0 | 0 | 8 |
Pending | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
*Inclusive of complaints of previous years resolved in the current year.
#Inclusive of complaints pending as on the last day of the year.
Sr. No. | Financial Year | Compliance Audit Status | Remarks, If any |
---|---|---|---|
1 | FY 2020-21 | Conducted | |
2 | FY 2021-22 | Conducted | |
3 | FY 2022-23 | Conducted | |
4 | FY 2023-24 | Not Conducted |
Sr. No. | 1 | 2 | 3 | 4 |
Financial Year | FY 2020-21 | FY 2021-22 | FY 2022-23 | FY 2023-24 |
Compliance Audit Status | Conducted | Conducted | Conducted | Not Conducted |
Remarks, If any |